Private Company Solutions
- Automating tender offers, buybacks, and auctions
- Facilitating option plan amendments/repricings, 701 Disclosures, and RSU programs
- Locating secondary capital from institutional buyers
Why Partner With Us
Streamline manual workflows like allowing sellers to select which stock holdings to sell from, document signature collection, settlement and processing payments.
We are SEC-registered broker-dealers and have been working with leading private companies to automate secondary sales since 2014.*
Secondary Buyer Network
Access a growing pool of institutional buyers focused on direct secondaries with private companies.
* Broker-Dealer services provided through NPM Securities, LLC and SMTX, LLC, both members of FINRA and SIPC.
At Nasdaq Private Market, we are ushering in new era of possibility for private companies that are seeking more flexibility in raising capital. By using modern technology and hosting an ecosystem of institutional buyers within a comprehensive regulatory framework, we are reimagining the markets of tomorrow.
Nasdaq’s Liquidity Solutions Evolve As Companies Grow:
- Throughout the company lifecycle, liquidity pressures for shareholders and early investors grows
- Nasdaq aligns its liquidity solutions across the life of a company, from private to public
- Companies need to be able to facilitate liquidity without sacrificing control, Nasdaq provides a model that evolves as companies grow
Private Company Solutions
Tender Offers & Company Buybacks
We provide an automated, streamlined liquidity process for shareholders and investors.
Create tailored transaction structure
Integrated payment and settlement
Secondary Capital Introductions
We help locate the capital and strategic investors to propel your company forward.
Help determine market driven pricing within a defined range
Companies hand-pick investors
Limited operational & transaction burdens
Private Company Auctions
We provide a flexible auction mechanism that fits your timing, price range and sell limits.
Access to institutional investor network
Determine pricing within defined range
Intuitive bidding system
Option Extensions, Repricing and Cancellations
Allow select shareholders to convert stock options to avoid expiration or allow repricing through a customized workflow.
Simple data integration
Transparent managerial view
RSU Vesting & Tax Payment Programs
Enable select shareholders to meet tax obligation payments through the sale of vested units.
Online document execution
Real-time activity monitoring
Facilitate Rule 701 compliance with an online data room for distributing disclosure documents.
Communication and collaboration solutions for Boards and Senior Executives.
Leading board collaboration platform
Powered by Nasdaq Technology
Proven security features
HOW IT WORKS
Offering partial liquidity as a private company is becoming mainstream, and in some cases an accepted interim or alternative to the public markets. We leverage our extensive market experience and best practices to help you create and structure a program designed to drive efficiency and successful execution across a company, its shareholders and buyers.
Our team of specialists work with your company’s management team to define program goals and create a customized solution reflecting industry best practices.
Program Execution Workflow Support
The NPM platform guides company-approved shareholders through the sell order process, collecting necessary documents and signatures. Our dedicated specialists provide ongoing shareholder support.
POST PROGRAM Closing and Settlement
Once the offer period expires, NPM facilitates closing and provides comprehensive settlement reporting to your company.
Want to learn more?
For product demos and more information about secondary liquidity, we’re here to help.